A Form 4 filing must be filed with the SEC whenever there is a change in the holdings of company insiders. An insider is defined as any officer and/or beneficial owner who is buying or selling their company’s stock is required to file a Form 4. Any shareholders owning 10% or more of the company’s outstanding stock also must file a Form 4.
The online Form 4 search is here: http://www.sec.gov/edgar/searchedgar/companysearch.html. Make sure to use the Fast Search box on the right where you enter the ticker symbol of the company.<< Back to Glossary Index