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Securities And Exchange Commission

Posted by on January 24, 2016 12:26 PM
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The Securities And Exchange Commission, also called SEC, is a government commission created in the 1930s by Congress to regulate the securities markets and protect investors. The SEC is composed of five commissioners appointed by the U.S. President and approved by the Senate. The statutes administered by the SEC are designed to promote full public disclosure and to protect the investing public against fraudulent and manipulative practices in the securities markets.

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Securities And Exchange Commission (Wikipedia)
"Securities and Exchange Commission" redirects here. For other uses, see Securities and Exchange Commission (disambiguation).
U.S. Securities and Exchange Commission
SEC
US-SecuritiesAndExchangeCommission-Seal.svg
Seal of the U.S. Securities and Exchange Commission
US Security and Exchange Commission Office photo D Ramey Logan.jpg
US Security and Exchange Commission Office
Agency overview
FormedJune 6, 1934
JurisdictionUnited States federal government
HeadquartersWashington, D.C.
Employees3,958 (2012)
Agency executive
Websitewww.SEC.gov

The U.S. Securities and Exchange Commission (SEC) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States.

In addition to the Securities Exchange Act of 1934, which created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the Exchange Act or the 1934 Act).

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